Filing Details
- Accession Number:
- 0000899243-16-026335
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-04 19:56:04
- Reporting Period:
- 2016-08-03
- Filing Date:
- 2016-08-04
- Accepted Time:
- 2016-08-04 19:56:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1596946 | Quotient Ltd | QTNT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226486 | E Paul J D Cowan | Elizabeth House, 9 Castle Street St. Helier Y9 JE2 3RT | See Remarks | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2016-08-03 | 45,455 | $5.50 | 3,558,509 | No | 4 | P | Indirect | By spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 26,666 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | $11.92 | 2026-05-31 | 35,000 | 35,000 | Direct | |
| Ordinary Shares | Multi-year Performance Based Restricted Stock Units | $0.00 | 2018-12-31 | 42,000 | 42,000 | Direct | |
| Ordinary Shares | Multi-year Performance Based Restricted Stock Units | $0.00 | 2018-12-31 | 42,000 | 42,000 | Direct | |
| Ordinary Shares | Employee Stock Option (right to buy) | $15.17 | 2025-05-19 | 35,000 | 35,000 | Direct | |
| Ordinary Shares | Option to purchase ordinary shares | $3.29 | 2024-06-27 | 123,431 | 123,431 | Direct | |
| Ordinary Shares | Employee Stock Option (right to buy) | $8.00 | 2024-04-29 | 90,000 | 90,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-05-31 | 35,000 | 35,000 | Direct |
| 2018-12-31 | 42,000 | 42,000 | Direct |
| 2018-12-31 | 42,000 | 42,000 | Direct |
| 2025-05-19 | 35,000 | 35,000 | Direct |
| 2024-06-27 | 123,431 | 123,431 | Direct |
| 2024-04-29 | 90,000 | 90,000 | Direct |
Footnotes
- Deidre Cowan, Mr. Cowan's spouse, exercises sole voting and dispositive power over the shares.
- The options will vest and become exercisable in three equal annual installments beginning on June 1, 2017.
- Each Multi-year Performance Based Restricted Stock Unit ("MRSU") represents a contingent right to receive one share of Quotient's ordinary shares. The MRSUs vest upon Quotient's ordinary shares achieving a volume weighted average market price of $40.00 per share for 20 consecutive trading days during the period April 1, 2018 to December 31, 2018.
- Each MRSU represents a contingent right to receive one share of Quotient ordinary shares. The MRSUs vest upon Quotient's ordinary shares achieving a volume weighted average market price of $60.00 per share for 20 consecutive trading days during the period April 1, 2018 to December 31, 2018.
- 11,667 options vested on 5/20/2016 and remain exercisable, 11,667 options will vest on 5/20/2017, 11,666 options will vest on 5/20/2018.
- All 123,431 options have vested and remain exercisable.
- 60,000 options have vested and remain exercisable, 30,000 options will vest on 4/29/2017.
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