Filing Details
- Accession Number:
- 0001547903-16-000266
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-04 16:46:12
- Reporting Period:
- 2016-08-03
- Filing Date:
- 2016-08-04
- Accepted Time:
- 2016-08-04 16:46:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1547903 | Nmi Holdings Inc. | NMIH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245515 | James Ozanne | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2016-08-03 | 5,000 | $6.78 | 30,000 | No | 4 | P | Indirect | By LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | 77,467 | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | 10,000 | Indirect | By Susan A. Ozanne Family Trust, of which Mr. Ozanne and his wife are co-trustees and beneficiaries |
Footnotes
- The common stock was purchased in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $6.7765. The range of purchase prices on the transaction date was $6.775 to $6.78 per share. The reporting person undertakes to provide upon request full information regarding the number of shares purchased at each price.
- The common stock was purchased by Greenrange Partners LLC, a venture capital investment company, for which the reporting person serves as principal. As a principal, the reporting person may be deemed to beneficially own the shares of stock held by Greenrange Partners LLC.
- Represents 59,298 class A common shares, 10,000 class A common shares held by the James H. Ozanne Revocable Trust, a living trust of which the reporting person is in the sole trustee and sole beneficiary and 8,169 unvested restricted stock units.