Filing Details
- Accession Number:
- 0000740260-16-000295
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-04 16:37:21
- Reporting Period:
- 2016-08-02
- Filing Date:
- 2016-08-04
- Accepted Time:
- 2016-08-04 16:37:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
740260 | Ventas Inc | VTR | Real Estate Investment Trusts (6798) | 611055020 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1505545 | D. John Cobb | 353 N. Clark Street, Suite 3300 Chicago, IL 60654 | Evp, Chief Investment Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-02 | 8,066 | $46.62 | 66,256 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-02 | 8,066 | $74.87 | 58,190 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-08-02 | 31,934 | $51.85 | 90,124 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-02 | 31,934 | $74.87 | 58,190 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-02 | 20,000 | $75.42 | 38,190 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2016-08-02 | 8,066 | $46.62 | 8,066 | $46.62 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2016-08-02 | 31,934 | $51.85 | 31,934 | $51.85 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2016-08-03 | 31,004 | $0.00 | 31,004 | $73.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
228,055 | 2013-03-09 | 2022-03-09 | No | 4 | M | Direct |
196,121 | 2014-01-29 | 2024-01-29 | No | 4 | M | Direct |
227,125 | 2016-08-03 | 2026-08-03 | No | 4 | A | Direct |
Footnotes
- On August 2, 2016, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I.
- The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $74.32 to $75.26, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
- The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $75.26 to $76.20, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
- Includes 4,481 shares that are held jointly with spouse.
- These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning March 9, 2013.
- These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning January 29, 2014.
- Stock options granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan.
- These options vest one-third on the date of grant, one-third on January 27, 2017 and one-third on January 27, 2018.