Filing Details

Accession Number:
0000740260-16-000295
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-04 16:37:21
Reporting Period:
2016-08-02
Filing Date:
2016-08-04
Accepted Time:
2016-08-04 16:37:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
740260 Ventas Inc VTR Real Estate Investment Trusts (6798) 611055020
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1505545 D. John Cobb 353 N. Clark Street, Suite 3300
Chicago, IL 60654
Evp, Chief Investment Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-02 8,066 $46.62 66,256 No 4 M Direct
Common Stock Disposition 2016-08-02 8,066 $74.87 58,190 No 4 S Direct
Common Stock Acquisiton 2016-08-02 31,934 $51.85 90,124 No 4 M Direct
Common Stock Disposition 2016-08-02 31,934 $74.87 58,190 No 4 S Direct
Common Stock Disposition 2016-08-02 20,000 $75.42 38,190 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2016-08-02 8,066 $46.62 8,066 $46.62
Common Stock Stock Option (Right to Buy) Acquisiton 2016-08-02 31,934 $51.85 31,934 $51.85
Common Stock Stock Option (Right to Buy) Acquisiton 2016-08-03 31,004 $0.00 31,004 $73.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
228,055 2013-03-09 2022-03-09 No 4 M Direct
196,121 2014-01-29 2024-01-29 No 4 M Direct
227,125 2016-08-03 2026-08-03 No 4 A Direct
Footnotes
  1. On August 2, 2016, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I.
  2. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $74.32 to $75.26, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
  3. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $75.26 to $76.20, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
  4. Includes 4,481 shares that are held jointly with spouse.
  5. These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning March 9, 2013.
  6. These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning January 29, 2014.
  7. Stock options granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan.
  8. These options vest one-third on the date of grant, one-third on January 27, 2017 and one-third on January 27, 2018.