Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001127602-16-059454)

Filing Details

Accession Number:: 0001127602-16-059454
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-04 11:27:56
Reporting Period:: 2016-08-02

Filing Date:: 2016-08-04
Accepted Time:: 2016-08-04 11:27:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1005817	Tompkins Financial Corp	TMP	State Commercial Banks (6022)	161482357

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1384977	Jr J Gerald Klein	Tompkins Financial Corporation P.o. Box 460 Ithaca NY 14851	Evp Pres&Ceo Mahopac Bank	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-08-02	650	$71.59	17,824	No	4	S	Direct
Common Stock	Acquisiton	2016-08-02	308	$39.56	18,132	No	4	M	Direct
Common Stock	Disposition	2016-08-02	172	$71.25	17,960	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-qualified Stock Option (Right to Buy)	Disposition	2016-08-02	308	$0.00	308	$39.55

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2017-01-18	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,091	Indirect	by 401K/ISOP
Common Stock	3,137	Indirect	by ESOP

Footnotes

Shares withheld for option cost
The stock option becomes exercisable in six annual installments commencing two years after the date of grant.