Home > Insider Trading > Filing (0001144204-16-116438)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1606163	Limbach Holdings Inc.	LMBH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1409891	Jr G Larry Swets	150 Pierce Road, 6Th Floor Itasca IL 60143		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-07-14	233,401	$10.00	2,809,715	No	4	P	Indirect	By: 1347 Investors LLC
Common Stock	Acquisiton	2016-07-15	55,000	$10.00	2,864,715	No	4	P	Indirect	By: 1347 Investors LLC
Common Stock	Disposition	2016-07-20	31,000	$0.00	2,833,715	No	4	J	Indirect	By: 1347 Investors LLC
Common Stock	Acquisiton	2016-07-20	19,800	$0.00	2,853,515	No	4	J	Indirect	By: 1347 Investors LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By: 1347 Investors LLC
No	4	P	Indirect	By: 1347 Investors LLC
No	4	J	Indirect	By: 1347 Investors LLC
No	4	J	Indirect	By: 1347 Investors LLC

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Public Warrants	Acquisiton	2016-07-18	340,000	$0.25	170,000	$11.50
Common Stock	Class A Preferred Stock	Acquisiton	2016-07-20	400,000	$25.00	800,000	$12.50
Common Stock	Public Warrants	Acquisiton	2016-07-27	57,000	$0.50	28,500	$11.50
Common Stock	$15 Exercise Price Sponsor Warrants	Disposition	2016-08-03	100,000	$0.00	100,000	$15.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
340,000	2016-08-19	2021-07-20	No	4	P	Indirect
400,000	2016-07-20		No	4	P	Indirect
397,000	2016-08-19	2021-07-20	No	4	P	Indirect
500,000	2016-08-19	2023-07-20	No	4	J	Indirect

Footnotes

The Reporting Person is a manager of 1347 Investors LLC, a Delaware limited liability company.
Transfer made in consideration of the transferees' agreements to purchase shares of common stock of the Issuer in the open market in connection with the Issuer's consummation of its business combination.
Pursuant to the automatic conversion of 198,000 Private Rights in connection with the Issuer's consummation of its business combination.
Each Public Warrant is exercisable to purchase one-half of one share of common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities--Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695).
Each share of Class A Preferred Stock may be converted (at the holder's election) into 2.00 shares of common stock (as may be adjusted for any stock splits, reverse stock splits or similar transactions), representing a conversion price of $12.50 per share of common stock; provided, that such conversion is in compliance with the Issuer's listing requirements with NASDAQ, if its shares are listed at such time.
Transfer made in consideration of the transferees' agreements to loan certain funds to the Reporting Person.
Class A Preferred Stock does not have an expiration date.