Filing Details
- Accession Number:
- 0001144204-16-116436
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-04 08:48:19
- Reporting Period:
- 2016-07-14
- Filing Date:
- 2016-08-04
- Accepted Time:
- 2016-08-04 08:48:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1606163 | Limbach Holdings Inc. | LMBH | Blank Checks (6770) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1612411 | 1347 Investors Llc | 150 Pierce Road 6Th Floor Itasca IL 60143 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-14 | 233,401 | $10.00 | 2,799,715 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-07-15 | 55,000 | $10.00 | 2,854,715 | No | 4 | P | Direct | |
Common Stock | Disposition | 2016-07-20 | 31,000 | $0.00 | 2,823,715 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2016-07-20 | 19,800 | $0.00 | 2,843,515 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Public Warrants | Acquisiton | 2016-07-18 | 340,000 | $0.25 | 170,000 | $11.50 |
Common Stock | Class A Preferred Stock | Acquisiton | 2016-07-20 | 400,000 | $25.00 | 800,000 | $12.50 |
Common Stock | Public Warrants | Acquisiton | 2016-07-27 | 57,000 | $0.50 | 28,500 | $11.50 |
Common Stock | $15 Exercise Price Sponsor Warrants | Disposition | 2016-08-03 | 100,000 | $0.00 | 100,000 | $15.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
340,000 | 2016-08-19 | 2021-07-20 | No | 4 | P | Direct |
400,000 | 2016-07-20 | No | 4 | P | Direct | |
397,000 | 2016-08-19 | 2021-07-20 | No | 4 | P | Direct |
500,000 | 2016-08-19 | 2023-07-20 | No | 4 | J | Direct |
Footnotes
- Transfer made in consideration of the transferees' agreements to purchase shares of common stock of the Issuer in the open market in connection with the Issuer's consummation of its business combination.
- Pursuant to the automatic conversion of 198,000 Private Rights in connection with the Issuer's consummation of its business combination.
- Each Public Warrant is exercisable to purchase one-half of one share of common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities--Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695).
- Each share of Class A Preferred Stock may be converted (at the holder's election) into 2.00 shares of common stock (as may be adjusted for any stock splits, reverse stock splits or similar transactions), representing a conversion price of $12.50 per share of common stock; provided, that such conversion is in compliance with the Issuer's listing requirements with NASDAQ, if its shares are listed at such time.
- Transfer made in consideration of the transferees' agreements to loan certain funds to the Reporting Person.
- Class A Preferred Stock does not have an expiration date.