Filing Details
- Accession Number:
- 0001144204-16-116433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-04 08:45:55
- Reporting Period:
- 2016-07-14
- Filing Date:
- 2016-08-04
- Accepted Time:
- 2016-08-04 08:45:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1606163 | Limbach Holdings Inc. | LMBH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529638 | Hassan Baqar | 150 Pierce Road, 6Th Floor Itasca IL 60143 | See Remarks Below. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-14 | 233,401 | $10.00 | 2,809,715 | No | 4 | P | Indirect | By: 1347 Investors LLC |
| Common Stock | Acquisiton | 2016-07-15 | 55,000 | $10.00 | 2,864,715 | No | 4 | P | Indirect | By: 1347 Investors LLC |
| Common Stock | Disposition | 2016-07-18 | 2,854,715 | $0.00 | 10,000 | No | 4 | J | Indirect | By: 1347 Investors LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By: 1347 Investors LLC |
| No | 4 | P | Indirect | By: 1347 Investors LLC |
| No | 4 | J | Indirect | By: 1347 Investors LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Private Rights | Disposition | 2016-07-18 | 198,000 | $0.00 | 19,800 | $11.50 |
| Common Stock | Private Warrants | Disposition | 2016-07-18 | 198,000 | $0.00 | 99,000 | $11.50 |
| Common Stock | $15 Exercise Price Sponsor Warrants | Disposition | 2016-07-18 | 600,000 | $0.00 | 600,000 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | J | Indirect | ||
| 0 | 2016-08-19 | 2021-07-20 | No | 4 | J | Indirect |
| 0 | 2016-08-19 | 2023-07-20 | No | 4 | J | Indirect |
Footnotes
- Until July 18, 2016, the Reporting Person was a manager of 1347 Capital LLC, which was the manager of 1347 Investors LLC, a Delaware limited liability company. Effective July 18, 2016, pursuant to an amendment and restatement of the limited liability company agreement of 1347 Investors LLC, 1347 Capital LLC is no longer the manager of 1347 Investors LLC, and the Reporting Person is no longer deemed to beneficially own the securities held by 1347 Investors LLC.
- Represents shares of common stock held directly by the Reporting Person following the transaction described in this line item.
- Private Rights automatically convert into Common Stock upon the consummation of the Issuer's business combination, which occurred on July 20, 2016.
Billionaire Hedge Funds
