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Filing Details

Accession Number:: 0000899243-16-026257
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-04 08:00:22
Reporting Period:: 2016-08-02

Filing Date:: 2016-08-04
Accepted Time:: 2016-08-04 08:00:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616862	Axalta Coating Systems Ltd.	AXTA	()	E9

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1562450	Carlyle Coatings Partners, L.p.	C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No
1624753	Tc Group V Cayman, L.p.	C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No
1624761	Cp V Coinvestment B Cayman, Lp	C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No
1624762	Cp V Coinvestment A Cayman, Lp	C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No
1624763	Carlyle Partners V-A Cayman, L.p.	C/O Intertrust Corporate Services, 190 Elgin Avenue, George Town, Grand Cayman, E9 KY1-9005	No	No	Yes	No
1624764	Carlyle Partners V Sa3 Cayman, L.p.	C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No
1624765	Carlyle Partners V Sa2 Cayman, L.p.	C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No
1624766	Carlyle Partners V Sa1 Cayman, L.p.	C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No
1624767	Cp V General Partner, L.l.c.	The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220 S. Washington DC 20004-2505	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Disposition	2016-08-02	41,621,996	$28.13	0	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote

Footnotes

Prior to the reported transactions, includes: 8,856,991 shares held by Carlyle Partners V SA1 Cayman, L.P. ("CPV SA1"), 7,985,251 shares held by Carlyle Partners V SA2 Cayman, L.P. ("CPV SA2"), 8,195,042 shares held by Carlyle Partners V SA3 Cayman, L.P. ("CPV SA3"), 513,430 shares held by Carlyle Partners V-A Cayman, L.P. ("CPV-A"), 972,771 shares held by CP V Coinvestment A Cayman, L.P. ("CPV Coinvest A"), 116,784 shares held by CP V Coinvestment B Cayman, L.P. ("CPV Coinvest B"), 5,292,850 shares held by Carlyle Coatings Partners, L.P. ("CCP" and, together with CPV SA1, CPV SA2, CPV SA3, CPV-A, CPV Coinvest A and CPV Coinvest B, the "Carlyle Cayman Shareholders") and 9,688,877 shares held by CEP III Participations, S.a r.l. SICAR ("CEP III" and, together with the Carlyle Cayman Shareholders, the "Carlyle Shareholders").
Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CP V General Partner, L.L.C. and the sole shareholder of CEP III Managing GP Holdings, Ltd. CP V General Partner, L.L.C. is the general partner of TC Group V Cayman, L.P., which is the general partner of each of the Carlyle Cayman Shareholders. CEP III Managing GP Holdings, Ltd. is the general partner of CEP III Managing GP, L.P., which is the general partner of Carlyle Europe Partners III, L.P., which is the sole shareholder of CEP III.