Filing Details
- Accession Number:
- 0001214659-16-012970
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-03 20:11:22
- Reporting Period:
- 2016-08-02
- Filing Date:
- 2016-08-03
- Accepted Time:
- 2016-08-03 20:11:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1301887 | J Michael Pung | 181 Metro Drive San Jose CA 95110 | Evp & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-02 | 10,000 | $23.84 | 92,857 | No | 4 | M | Indirect | Michael and Debora Pung 2014 Living Trust |
| Common Stock | Disposition | 2016-08-02 | 10,000 | $129.08 | 82,857 | No | 4 | S | Indirect | Michael and Debora Pung 2014 Living Trust |
| Common Stock | Acquisiton | 2016-08-03 | 5,000 | $23.84 | 87,857 | No | 4 | M | Indirect | Michael and Debora Pung 2014 Living Trust |
| Common Stock | Disposition | 2016-08-03 | 5,000 | $128.45 | 82,857 | No | 4 | S | Indirect | Michael and Debora Pung 2014 Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Michael and Debora Pung 2014 Living Trust |
| No | 4 | S | Indirect | Michael and Debora Pung 2014 Living Trust |
| No | 4 | M | Indirect | Michael and Debora Pung 2014 Living Trust |
| No | 4 | S | Indirect | Michael and Debora Pung 2014 Living Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option (right to buy) | Disposition | 2016-08-02 | 10,000 | $0.00 | 10,000 | $23.84 |
| Common Stock | Non Qualified Stock Option (right to buy) | Disposition | 2016-08-03 | 5,000 | $0.00 | 5,000 | $23.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2011-11-18 | 2017-11-17 | No | 4 | M | Direct |
| 10,000 | 2011-11-18 | 2017-11-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $129.00 to $129.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $128.30 to $128.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Common stock holdings include ESPP reinvested dividends.
- This option vests in four equal annual installments commencing on this date.
Billionaire Hedge Funds
