Filing Details
- Accession Number:
- 0001127602-16-059438
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-03 18:19:36
- Reporting Period:
- 2016-08-01
- Filing Date:
- 2016-08-03
- Accepted Time:
- 2016-08-03 18:19:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326801 | Facebook Inc | FB | Services-Computer Programming, Data Processing, Etc. (7370) | 201665019 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509441 | Todd Michael Schroepfer | C/O Facebook, Inc. 1601 Willow Road Menlo Park CA 94025 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-08-01 | 78,130 | $1.85 | 666,661 | No | 4 | C | Direct | |
Class A Common Stock | Acquisiton | 2016-08-01 | 11,870 | $1.85 | 678,531 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2016-08-01 | 90,000 | $123.85 | 588,531 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Stock Option (Right to Buy Class B Common Stock) | Disposition | 2016-08-01 | 78,130 | $0.00 | 78,130 | $1.85 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2016-08-01 | 78,130 | $0.00 | 78,130 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2016-08-01 | 78,130 | $0.00 | 78,130 | $0.00 |
Class B Common Stock | Stock Option (Right to Buy Class B Common Stock) | Disposition | 2016-08-01 | 11,870 | $0.00 | 11,870 | $1.85 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2016-08-01 | 11,870 | $0.00 | 11,870 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2016-08-01 | 11,870 | $0.00 | 11,870 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-01-11 | No | 4 | M | Direct | |
78,130 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct | ||
631,485 | 2019-01-11 | No | 4 | M | Direct | |
11,870 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class B Common Stock | Stock Option (Right to Buy Class B Common Stock) | $1.85 | 2019-01-11 | 26,940 | 26,940 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-01-11 | 26,940 | 26,940 | Indirect |
Footnotes
- Represents the number of shares that were acquired upon the conversion of Class B Common Stock to Class A Common Stock in connection with the exercise of the stock options listed in Table II.
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The option was 100% vested on August 13, 2013. In connection with certain estate planning transfers, options to purchase a portion of the vested shares are held by Michael Schroepfer and Erin Hoffmann, Co-Trustees of the HS Trust u/a/d 9/28/11.
- The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
- The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.
- The option vested as to 1/5th of the total shares on October 29, 2009, after which 1/60th of the total shares vest monthly, subject to continued service through each vesting date.
- The option was 100% vested on August 13, 2013.
- Shares held of record by Michael T. Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Nonexempt Trust u/a/d 6/27/11.