Filing Details
- Accession Number:
- 0000775158-16-000300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-03 16:58:26
- Reporting Period:
- 2016-08-01
- Filing Date:
- 2016-08-03
- Accepted Time:
- 2016-08-03 16:58:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230600 | J Thomas Polnaszek | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902-7062 | Senior Vp And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-01 | 6,167 | $19.24 | 42,128 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-01 | 6,167 | $53.98 | 35,961 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-08-01 | 7,334 | $28.96 | 43,295 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-01 | 7,334 | $54.06 | 35,961 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-08-01 | 3,800 | $47.33 | 39,761 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-01 | 3,800 | $54.00 | 35,961 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-08-01 | 3,050 | $46.94 | 39,011 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-01 | 3,050 | $54.00 | 35,992 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2016-08-01 | 6,167 | $0.00 | 6,167 | $19.24 |
| Common Stock | Options | Disposition | 2016-08-01 | 7,334 | $0.00 | 7,334 | $28.96 |
| Common Stock | Options | Disposition | 2016-08-01 | 3,800 | $0.00 | 3,800 | $47.33 |
| Common Stock | Options | Disposition | 2016-08-01 | 3,050 | $0.00 | 3,050 | $46.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-09-19 | No | 4 | M | Direct | |
| 0 | 2019-09-17 | No | 4 | M | Direct | |
| 1,900 | 2020-09-16 | No | 4 | M | Direct | |
| 6,100 | 2021-09-15 | No | 4 | M | Direct |
Footnotes
- Represents weighted average price. Individual sales by lot ranged from $53.98 to $54.00. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $54.06 to $54.11. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Amount includes a total of 3,366.27 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 8/2/2016. Between 5/18/2016 and 8/2/2016, the reporting person acquired 30.96 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 9/19/2012.
- Options vest in one-third (1/3) annual increments commencing on 9/17/2013.
- Options vest in one-third (1/3) annual increments commencing on 9/16/2014.
- Options vest in one-third (1/3) annual increments commencing on 9/15/2015.
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