Filing Details

Accession Number:
0001209191-16-135211
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-03 16:26:27
Reporting Period:
2016-08-01
Filing Date:
2016-08-03
Accepted Time:
2016-08-03 16:26:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
110621 Rpm International Inc RPM Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 020642224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1414203 W. Edward Moore 2628 Pearl Road
P.o. Box 777
Medina OH 44258
Svp, Gc & Cco No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2016-08-01 19,679 $53.95 88,097 No 4 S Direct
Common Stock, $0.01 Par Value Acquisiton 2016-08-01 5,000 $25.87 93,097 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2016-08-01 7,500 $33.80 100,597 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2016-08-01 7,095 $53.97 93,502 No 4 D Direct
Common Stock, $0.01 Par Value Disposition 2016-08-01 2,537 $53.97 90,965 No 4 F Direct
Common Stock, $0.01 Par Value Disposition 2016-08-02 2,868 $53.58 88,097 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2016-08-03 9,505 $53.66 0 No 4 I Indirect By 401(k) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
No 4 I Indirect By 401(k) Plan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2016-08-01 5,000 $0.00 5,000 $25.87
Common Stock Stock Appreciation Rights Disposition 2016-08-01 7,500 $0.00 7,500 $33.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
105,000 2016-07-16 2022-07-16 No 4 M Direct
97,500 2016-07-18 2023-07-18 No 4 M Direct
Footnotes
  1. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $53.7 - $54.2. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $53.505 - $53.65. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. Includes an aggregate of 9,638 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 5,459 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 57,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans, and 16,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
  4. Shares sold under the RPM International Inc. 401(k) Trust and Plan, as amended, in a transaction exempt from Section 16(b) pursuant to Rule 16(b)-3(f).
  5. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2013 and 2016 and expire 10 years from the date of grant.