Filing Details
- Accession Number:
- 0000775158-16-000296
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-03 16:06:06
- Reporting Period:
- 2016-08-01
- Filing Date:
- 2016-08-03
- Accepted Time:
- 2016-08-03 16:06:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1414005 | M. David Sagehorn | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902 | Exec. Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-01 | 3,000 | $49.98 | 111,113 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-01 | 3,000 | $54.41 | 108,113 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-08-01 | 3,995 | $12.04 | 112,108 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-01 | 3,995 | $54.00 | 108,113 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-08-01 | 42,500 | $32.10 | 150,613 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-01 | 42,500 | $54.12 | 108,113 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2016-08-01 | 3,000 | $0.00 | 3,000 | $49.98 |
| Common Stock | Options | Disposition | 2016-08-01 | 3,995 | $0.00 | 3,995 | $12.04 |
| Common Stock | Options | Disposition | 2016-08-01 | 42,500 | $0.00 | 42,500 | $32.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-10-18 | No | 4 | M | Direct | |
| 0 | 2018-10-16 | No | 4 | M | Direct | |
| 0 | 2016-09-14 | No | 4 | M | Direct |
Footnotes
- Reporting Person completed a cashless exercise of OSK stock options granted to Reporting Person in 2006 and due to expire on October 18, 2016.
- Represents weighted average price. Individual sales by lot ranged from $54.00 to $54.96. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Reporting Person completed a cashless exercise of OSK stock options granted to Reporting Person in 2009 and due to expire on September 14, 2016.
- Represents weighted average price. Individual sales by lot ranged from $54.00 to $54.19. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 09/18/2007.
- Options vest in one-third (1/3) annual increments commencing on 09/16/2009.
- Options vest in one-third (1/3) annual increments commencing on 09/14/2010.
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