Filing Details
- Accession Number:
- 0001140361-16-074553
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-03 11:38:30
- Reporting Period:
- 2016-08-01
- Filing Date:
- 2016-08-03
- Accepted Time:
- 2016-08-03 11:38:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 899629 | Acadia Realty Trust | AKR | Real Estate Investment Trusts (6798) | 232715194 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218906 | L Joel Braun | C/O Acadia Realty Trust 411 Theodore Fremd Avenue, Suite 300 Rye NY 10580 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Interest - $.001 Par Value | Acquisiton | 2016-08-01 | 22,000 | $0.00 | 24,109 | No | 4 | C | Direct | |
| Common Shares Of Beneficial Interest - $.001 Par Value | Disposition | 2016-08-01 | 22,000 | $37.60 | 2,109 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Operating Partnership Units | Limited Partnership Units | Disposition | 2016-08-01 | 22,000 | $0.00 | 22,000 | $0.00 |
| Operating Partnership Units | Operating Partnership Units | Acquisiton | 2016-08-01 | 22,000 | $0.00 | 22,000 | $0.00 |
| Common Shares | Operating Partnership Units | Disposition | 2016-08-01 | 22,000 | $0.00 | 22,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 123,557 | No | 4 | C | Direct | ||
| 22,000 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- These limited partnership units ("LTIP Units") in Acadia Realty Limited Partnership ("ARLP") represent a portion of the LTIPs that were granted to Mr. Braun in 2012 and 2013 which vested in accordance with the terms of each grant. The LTIPs are exchangeable on a 1:1 basis for common operating partnership units of ARLP ("OP Units") which, in turn, are exchangeable on a 1:1 basis for common shares of beneficial interest of Acadia Realty Trust. There is no expiration date for the conversion of LTIP Units or OP Units.
- These shares were sold in 25 separate sales transactions at a weighted average sales price of $37.6018. The actual price at which these shares were sold range from $37.50 to $37.695 per share. Mr. Braun will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full, detailed information regarding the number of shares sold at each separate price.
- This number represents the total number of Common Shares (all vested) held by Mr. Braun at this time.
- This number represents the total number of LTIP Units (5,646 vested and 117,911 unvested) held by Mr. Braun following the conversion of 22,000 LTIP Units into an equal number of OP Units, as reported in this Form 4.
- This number represents the total number of OP Units held by Mr. Braun following the conversion of 22,000 LTIP Units into an equal number of OP Units, as reported in this Form 4.
- This number represents the total number of OP Units held by Mr. Braun following the conversion of 22,000 OP Units into an equal number of Common Shares, as reported in this Form 4.
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