Filing Details
- Accession Number:
- 0001179706-16-000432
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-02 18:27:03
- Reporting Period:
- 2016-07-29
- Filing Date:
- 2016-08-02
- Accepted Time:
- 2016-08-02 18:27:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591357 | T Jeff Ricci | C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304 | Svp, Controller & Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-29 | 28,776 | $19.70 | 28,776 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-07-29 | 28,776 | $21.40 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-07-29 | 28,776 | $0.00 | 28,776 | $19.70 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 17 | $0.00 | 17 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 22 | $0.00 | 22 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 24 | $0.00 | 24 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 129 | $0.00 | 129 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2016-07-06 | 91 | $0.00 | 91 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-04-21 | 2017-04-21 | No | 4 | M | Direct |
6,120 | No | 4 | A | Direct | ||
7,795 | No | 4 | A | Direct | ||
8,273 | No | 4 | A | Direct | ||
43,554 | No | 4 | A | Direct | ||
30,599 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/03/16.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/11/13 the reporting person was granted 9,726 RSUs, 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 17.4266 dividend equivalent rights being reported reflect 17.4266 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 7,494 of which will vest on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 22.4005 dividend equivalent rights being reported reflect 22.4005 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which will vest on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 23.9878 dividend equivalent rights being reported reflect 23.9878 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which will vest on 11/02/16, and 14,378 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 128.9302 dividend equivalent rights being reported reflect 128.9302 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 90.5796 dividend equivalent rights being reported reflect 90.5796 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.