Filing Details
- Accession Number:
- 0001179110-16-028166
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-02 18:24:09
- Reporting Period:
- 2016-08-01
- Filing Date:
- 2016-08-02
- Accepted Time:
- 2016-08-02 18:24:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 856982 | Merit Medical Systems Inc | MMSI | Surgical & Medical Instruments & Apparatus (3841) | 870447695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1327767 | J Franklin Miller | 1600 W Merit Parkway South Jordan UT 84095 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Acquisiton | 2016-08-01 | 15,000 | $13.82 | 17,334 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2016-08-01 | 15,000 | $23.52 | 2,334 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock options (right to buy) | Disposition | 2016-08-01 | 15,000 | $0.00 | 15,000 | $13.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-09-26 | 2016-09-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, No Par Value | 18,193 | Indirect | By the Franklin J. Miller and Bonnie A. Miller Family Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock options (right to buy) | $13.16 | 2011-06-25 | 2017-06-25 | 25,000 | 25,000 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $13.75 | 2012-08-11 | 2018-08-11 | 20,000 | 20,000 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $12.91 | 2013-05-23 | 2019-05-23 | 20,000 | 20,000 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $9.95 | 2014-05-22 | 2020-05-22 | 25,000 | 25,000 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $13.99 | 2015-06-11 | 2021-06-11 | 25,000 | 25,000 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $20.27 | 2016-05-22 | 2022-05-22 | 25,000 | 25,000 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $18.80 | 2017-05-26 | 2023-05-26 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-06-25 | 25,000 | 25,000 | Direct |
| 2018-08-11 | 20,000 | 20,000 | Direct |
| 2019-05-23 | 20,000 | 20,000 | Direct |
| 2020-05-22 | 25,000 | 25,000 | Direct |
| 2021-06-11 | 25,000 | 25,000 | Direct |
| 2022-05-22 | 25,000 | 25,000 | Direct |
| 2023-05-26 | 25,000 | 25,000 | Direct |
Footnotes
- Becomes exercisable in equal annual installments of 20% commencing 09/26/2010.
- Becomes exercisable in equal annual installments of 20% commencing 06/25/2011.
- Becomes exercisable in equal annual installments of 20% commencing 08/11/2012.
- Becomes exercisable in equal annual installments of 20% commencing 05/23/2013.
- Becomes exercisable in equal annual installments of 20% commencing 05/22/2014.
- Becomes exercisable in equal annual installments of 20% commencing 06/11/2015.
- Becomes exercisable in equal annual installments of 20% commencing 05/22/2016.
- Becomes exercisable in equal annual installments of 20% commencing 05/26/2017.
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