Filing Details
- Accession Number:
- 0001209191-16-135041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-02 18:17:14
- Reporting Period:
- 2016-07-31
- Filing Date:
- 2016-08-02
- Accepted Time:
- 2016-08-02 18:17:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000694 | Novavax Inc | NVAX | Biological Products, (No Disgnostic Substances) (2836) | 222816046 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1265801 | A Barclay Phillips | C/O Novavax, Inc. 20 Firstfield Road Gaithersburg MD 20878 | Svp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-31 | 422 | $4.29 | 9,979 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Includes 422 shares acquired under the Issuer's Amended and Restated 2013 Employee Stock Purchase Plan on July 31, 2016.