Filing Details
- Accession Number:
- 0001181431-11-007772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-07 13:40:21
- Reporting Period:
- 2011-02-04
- Filing Date:
- 2011-02-07
- Accepted Time:
- 2011-02-07 13:40:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
86144 | Safeway Inc | SWY | Retail-Grocery Stores (5411) | 943019135 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209835 | T David Ching | 5918 Stoneridge Mall Road Pleasanton CA 94588-3229 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-04 | 34,812 | $18.11 | 91,725 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-04 | 34,812 | $21.11 | 56,913 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-04 | 34,812 | $0.00 | 34,812 | $18.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-03-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,947 | Indirect | By 401(k) Plan |
Footnotes
- The reported exercise(s) and sale(s) were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on November 11, 2010.
- The price of $21.11 per share represents a weighted average of sales prices ranging from $20.99 to $21.31 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- Between November 1, 2010 and January 31, 2011, the reporting person acquired 10.9966 shares of Safeway Common Stock under the Safeway 401(k) plan. The information in this report is based on a plan statement dated as of January 31, 2011.
- Granted under the Safeway Inc. 1999 Amended and Restated Equity Participation Plan, which is a Rule 16b-3 plan. The option became fully exercisable on 03/18/2010.