Filing Details
- Accession Number:
- 0001127602-16-059317
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-02 17:07:37
- Reporting Period:
- 2016-08-01
- Filing Date:
- 2016-08-02
- Accepted Time:
- 2016-08-02 17:07:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
889936 | Privatebancorp Inc | PVTB | State Commercial Banks (6022) | 363681151 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1417006 | R. Bruce Hague | C/O Privatebancorp, Inc. 120 South Lasalle St. Chicago IL 60603 | Pres. Of Natl. Com. Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-01 | 17,806 | $17.95 | 139,225 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-01 | 11,236 | $43.92 | 127,989 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option To Purchase Common Stock | Disposition | 2016-08-01 | 17,806 | $0.00 | 17,806 | $17.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-03-01 | 2023-02-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,300 | Indirect | Held By Spouse |
Footnotes
- These shares were sold in connection with the option exercise reported on this form in order to pay the exercise price and related tax obligations upon exercise.
- Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $43.90 to $43.95. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- Includes 4,593 shares held in the reporting person's account in the Issuer's retirement and savings plan (KSOP) based on the most recent quarterly reporting as of June 30, 2016.