Filing Details
- Accession Number:
- 0001533932-16-000448
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-02 16:38:00
- Reporting Period:
- 2016-07-29
- Filing Date:
- 2016-08-02
- Accepted Time:
- 2016-08-02 16:38:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1533932 | Vantiv Inc. | VNTV | Services-Business Services, Nec (7389) | 264532998 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1615364 | A Christopher Thompson | Vantiv, Inc. 8500 Governors Hill Drive Cincinnati OH 45249 | Svp, Controller And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-07-29 | 3,667 | $0.00 | 12,488 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-07-29 | 1,479 | $54.77 | 11,009 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2016-08-01 | 1,888 | $53.81 | 9,121 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-08-01 | 300 | $54.42 | 8,821 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units Mid-Year 2014 | Disposition | 2016-07-29 | 3,667 | $0.00 | 3,667 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,668 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.36 to $54.22, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.37 to $54.45, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
- Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A Common Stock.
- Half of the restricted stock units vested on July 29, 2016, with the balance vesting in two equal annual installments beginning July 29, 2017.