Filing Details
- Accession Number:
- 0001325607-16-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-02 16:17:14
- Reporting Period:
- 2016-07-29
- Filing Date:
- 2016-08-02
- Accepted Time:
- 2016-08-02 16:17:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1501364 | United Financial Bancorp Inc. | UBNK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325607 | E Kevin Ross | United Financial Bancorp, Inc. 45 Glastonbury Blvd. Glastonbury CT 06033 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-29 | 6,238 | $9.17 | 41,237 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-29 | 6,238 | $13.21 | 34,999 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2016-07-29 | 6,238 | $9.17 | 6,238 | $9.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,018 | 2007-08-17 | 2016-08-17 | No | 4 | X | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $8.66 | 2009-06-19 | 2018-06-19 | 27,617 | 27,617 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-06-19 | 27,617 | 27,617 | Direct |
Footnotes
- Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan which vested on the first annual anniversary of the June 20, 2014 grant date.
- Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the November 18, 2015 grant date.
- Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, each share of United Financial Bancorp, Inc. was exchanged for 1.3472 shares of Rockville Financial, Inc. At legal close, Rockville Financial, Inc. changed its name to United Financial Bancorp, Inc. in connection with the merger of United Financial Bancorp, Inc. into Rockville Financial, Inc.
- Includes shares of restricted stock that are 100% vested as of April 30, 2014.
- Options to purchase shares of common stock are 100% vested
- Options to purchase shares of common stock are 100% vested and also includes an equal number of stock appreciation rights.
Billionaire Hedge Funds
