Filing Details
- Accession Number:
- 0001127602-11-004026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-07 13:02:54
- Reporting Period:
- 2011-02-04
- Filing Date:
- 2011-02-07
- Accepted Time:
- 2011-02-07 13:02:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238486 | David Jonathan Blum | 1441 Gardiner Lane Louisville KY 40213 | Chief Public Affairs Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-04 | 9,500 | $17.23 | 31,631 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-04 | 9,500 | $49.58 | 22,131 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Acquisiton | 2011-02-04 | 61,100 | $0.00 | 61,100 | $49.30 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-04 | 9,500 | $0.00 | 9,500 | $17.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 61,100 | 2012-02-04 | 2021-02-04 | No | 4 | A | Direct |
| 1,460 | 2005-01-27 | 2014-01-27 | No | 4 | M | Direct |
Footnotes
- Pursuant to 10b5-1 Plan
- This transaction was executed in multiple trades at prices ranging from $49.52 to $49.60. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
