Filing Details
- Accession Number:
- 0001437749-16-036185
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-02 12:55:28
- Reporting Period:
- 2016-07-29
- Filing Date:
- 2016-08-02
- Accepted Time:
- 2016-08-02 12:55:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | Stock Yards Bancorp Inc. | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193306 | C Kathy Thompson | 6804 Fairway View Ct Prospect KY 40059 | Sr. Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-07-29 | 3,100 | $29.59 | 44,331 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-07-29 | 1,650 | $14.76 | 45,981 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-07-29 | 13,516 | $14.02 | 59,497 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-29 | 10,058 | $29.54 | 49,439 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2016-07-29 | 1,650 | $0.00 | 1,650 | $14.76 |
| Common Stock | Stock Appreciation Right | Disposition | 2016-07-29 | 13,516 | $0.00 | 13,516 | $14.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-17 | 2019-02-17 | No | 4 | M | Direct |
| 0 | 2011-02-16 | 2020-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,886 | Indirect | KSOP-FBO Kathy Thompson |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | $15.84 | 2012-03-15 | 2021-03-15 | 9,174 | 9,174 | Direct |
| Common Stock | Stock Appreciation Right | $15.24 | 2013-02-20 | 2022-02-20 | 15,960 | 15,960 | Direct |
| Common Stock | Stock Appreciation Right | $19.37 | 2015-02-18 | 2024-02-18 | 13,180 | 13,180 | Direct |
| Common Stock | Stock Appreciation Right | $22.96 | 2016-03-17 | 2025-03-17 | 9,885 | 9,885 | Direct |
| Common Stock | Stock Appreciation Right | $25.76 | 2017-03-15 | 2026-03-15 | 11,362 | 11,362 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-03-15 | 9,174 | 9,174 | Direct |
| 2022-02-20 | 15,960 | 15,960 | Direct |
| 2024-02-18 | 13,180 | 13,180 | Direct |
| 2025-03-17 | 9,885 | 9,885 | Direct |
| 2026-03-15 | 11,362 | 11,362 | Direct |
Footnotes
- Shares adjusted due to 3 for 2 stock split distributed on May 27, 2016.
- Includes shares acquired through automatic dividend reinvestment.
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