Filing Details
- Accession Number:
- 0001209191-16-134735
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-02 11:15:09
- Reporting Period:
- 2016-07-29
- Filing Date:
- 2016-08-02
- Accepted Time:
- 2016-08-02 11:15:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-07-29 | 1,500 | $5.13 | 3,597,984 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-29 | 400 | $5.12 | 3,598,384 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-29 | 200 | $5.10 | 3,598,584 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-29 | 200 | $5.11 | 3,598,784 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-29 | 100 | $5.09 | 3,598,884 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-29 | 100 | $5.14 | 3,598,984 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-08-01 | 1,300 | $5.21 | 3,600,284 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-08-01 | 300 | $5.18 | 3,600,584 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-08-01 | 300 | $5.23 | 3,600,884 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-08-01 | 200 | $5.19 | 3,601,084 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-08-01 | 100 | $5.20 | 3,601,184 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-08-01 | 100 | $5.25 | 3,601,284 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-08-01 | 100 | $5.26 | 3,601,384 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-08-01 | 100 | $5.34 | 3,601,484 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
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