Filing Details
- Accession Number:
- 0001127602-16-059163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-02 10:57:31
- Reporting Period:
- 2016-08-01
- Filing Date:
- 2016-08-02
- Accepted Time:
- 2016-08-02 10:57:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000697 | Waters Corp | WAT | Laboratory Analytical Instruments (3826) | 133668640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1596850 | G Eugene Cassis | 34 Maple Street Milford MA 01757 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-01 | 12,000 | $79.15 | 40,674 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-01 | 9,000 | $87.06 | 49,674 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-01 | 12,000 | $59.44 | 61,674 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-01 | 15,000 | $79.05 | 76,674 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-01 | 12,000 | $160.06 | 64,674 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-08-01 | 9,000 | $160.16 | 55,674 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-08-01 | 12,000 | $159.80 | 43,674 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-08-01 | 15,000 | $159.90 | 28,674 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-08-01 | 12,000 | $0.00 | 12,000 | $79.15 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-08-01 | 9,000 | $0.00 | 9,000 | $87.06 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-08-01 | 12,000 | $0.00 | 12,000 | $59.44 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-08-01 | 15,000 | $0.00 | 15,000 | $79.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,000 | 2012-12-07 | 2021-12-07 | No | 4 | M | Direct |
| 6,000 | 2013-12-11 | 2022-12-11 | No | 4 | M | Direct |
| 0 | 2010-12-09 | 2019-12-09 | No | 4 | M | Direct |
| 0 | 2011-12-09 | 2020-12-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,965 | Indirect | by ESPP |
| Common Stock | 6,386 | Indirect | by Wife |
| Common Stock | 2,097 | Indirect | by Wife's 401k |
| Common Stock | 1,084 | Indirect | by Wife's ESPP |
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