Filing Details
- Accession Number:
- 0001225208-16-037271
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-01 20:37:56
- Reporting Period:
- 2016-07-28
- Filing Date:
- 2016-08-01
- Accepted Time:
- 2016-08-01 20:37:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1308771 | B Patrick Verguet | One Edwards Way Irvine CA 92614 | Cvp, Europe | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-28 | 5,000 | $25.48 | 133,952 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-28 | 5,000 | $115.00 | 128,952 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-07-29 | 5,000 | $25.48 | 133,999 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-29 | 5,000 | $114.73 | 128,999 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2016-07-28 | 5,000 | $0.00 | 5,000 | $25.48 |
| Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2016-07-29 | 5,000 | $0.00 | 5,000 | $25.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 83,000 | 2011-05-13 | 2017-05-12 | No | 4 | M | Direct |
| 78,000 | 2011-05-13 | 2017-05-12 | No | 4 | M | Direct |
Footnotes
- This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. This amount includes quarterly acquisition of shares under the Edwards Lifesciences Corporation Employee Stock Purchase Plan as reflected on the most recent report of the plan administrator.
- This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person.
- This transaction was executed in multiple trades at prices ranging from $114.7301 to $114.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
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