Filing Details
- Accession Number:
- 0000950103-16-015226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-01 16:11:56
- Reporting Period:
- 2016-08-01
- Filing Date:
- 2016-08-01
- Accepted Time:
- 2016-08-01 16:11:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1065865 | Janus Capital Group Inc | JNS | () | M0 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
948518 | Dai Ichi Life Insurance Co., Ltd. | 13-1, Yurakucho 1-Chome, Chiyoda-Ku Tokyo M0 100-8411 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-08-01 | 406,659 | $14.50 | 36,382,545 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- In connection with the repurchase of Issuer Common Stock from the Reporting Person by the Issuer, the Reporting Person sold 406,659 shares of Issuer Common Stock at $14.50 per share for an aggregate purchase price of $5,897,815.75.
- Pursuant to and subject to the terms of the Investment and Strategic Cooperation Agreement, dated August 10, 2012, between the Issuer and the Reporting Person (the "Investment Agreement"), the Reporting Person's Beneficial Ownership (as defined therein) must remain below 20% of the issued and outstanding shares of Issuer Common Stock (the "Ownership Limit"). The Issuer recently engaged in certain repurchases of Issuer Common Stock, not involving the Reporting Person, that were expected to result in the Reporting Person's Beneficial Ownership exceeding the Ownership Limit. The transactions reported herein were effected to reduce the Reporting Person's Beneficial Ownership in order to maintain compliance with the Ownership Limit. Following the transactions reported herein, the Reporting Person's Beneficial Ownership will be approximately 19.92% of the issued and outstanding shares of Issuer Common Stock.