Home > Insider Trading > Filing (0001127602-16-059035)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
823094	Sothebys	BID	Services-Business Services, Nec (7389)	382478409

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1398794	M Kevin Delaney	1334 York Avenue New York NY 10021	Svp, Corporate Controller & Ca	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-03-05	646	$0.00	646	No	4	M	Direct
Common Stock	Acquisiton	2016-03-05	1,251	$0.00	1,897	No	4	A	Direct
Common Stock	Disposition	2016-03-05	697	$25.81	1,200	No	4	F	Direct
Common Stock	Disposition	2016-07-28	658	$33.40	542	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	A	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2016-02-09	2,978	$0.00	2,978	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-03-05	646	$0.00	646	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,635			No	4	A	Direct
3,989			No	4	M	Direct

Footnotes

Restricted stock units that have vested and converted into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments.
Performance stock units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2016.
Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over three years in equal annual installments beginning with the first anniversary of the grant date.