Filing Details
- Accession Number:
- 0000091142-16-000118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-01 14:10:46
- Reporting Period:
- 2016-07-29
- Filing Date:
- 2016-08-01
- Accepted Time:
- 2016-08-01 14:10:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464950 | M Wilfridus Brouwer | A. O. Smith Holdings (Barbados) Srl 6/F Luk Kwok Centre, 72 Glocester Road Wan Chai K3 99907 | President - Aoshbsrl | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-29 | 2,467 | $34.92 | 19,449 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-07-29 | 3,733 | $46.47 | 23,182 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-07-29 | 6,200 | $93.29 | 16,982 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2016-07-29 | 2,467 | $0.00 | 2,467 | $34.92 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2016-07-29 | 3,733 | $0.00 | 3,733 | $46.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,855 | 2023-02-11 | No | 4 | M | Direct | |
13,122 | 2024-02-10 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.
- The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.