Filing Details

Accession Number:
0000091142-16-000118
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-01 14:10:46
Reporting Period:
2016-07-29
Filing Date:
2016-08-01
Accepted Time:
2016-08-01 14:10:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1464950 M Wilfridus Brouwer A. O. Smith Holdings (Barbados) Srl
6/F Luk Kwok Centre, 72 Glocester Road
Wan Chai K3 99907
President - Aoshbsrl No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-07-29 2,467 $34.92 19,449 No 4 M Direct
Common Stock Acquisiton 2016-07-29 3,733 $46.47 23,182 No 4 M Direct
Common Stock Disposition 2016-07-29 6,200 $93.29 16,982 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2016-07-29 2,467 $0.00 2,467 $34.92
Common Stock Employee Stock Options (Right to Buy) Disposition 2016-07-29 3,733 $0.00 3,733 $46.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,855 2023-02-11 No 4 M Direct
13,122 2024-02-10 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.
  2. The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.