Filing Details
- Accession Number:
- 0001144204-16-115387
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-29 17:29:45
- Reporting Period:
- 2016-05-05
- Filing Date:
- 2016-07-29
- Accepted Time:
- 2016-07-29 17:29:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1091596 | Nuo Therapeutics Inc. | NONE | Surgical & Medical Instruments & Apparatus (3841) | 232958959 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1674752 | M. Scott Pittman | C/O Nuo Therapeutics, Inc. 207A Perry Parkway, Suite 1 Gaithersburg MD 20877 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2016-05-05 | 300,000 | $1.00 | 300,000 | No | 4 | P | Direct | |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2016-05-05 | 525,000 | $1.00 | 825,000 | No | 4 | P | Direct | |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2016-05-05 | 34,128 | $0.00 | 859,128 | No | 4 | J | Direct | |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2016-05-05 | 21,483 | $0.00 | 880,611 | No | 4 | J | Direct | |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2016-05-05 | 189 | $0.00 | 880,800 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct |
Footnotes
- The shares of Common Stock, par value $0.0001 per share (the "New Shares"), of Nuo Therapeutics, Inc. (the "Issuer") were issued pursuant to the Issuer's plan of reorganization (the "Plan of Reorganization") in exchange for equity interests of the Issuer held by the Reporting Person on the record date under the Plan of Reorganization (the "Old Common Stock").
- Under the Plan of Reorganization, the Reporting Person received one New Share for every 41.8934 shares of Old Common Stock held by the Reporting Person on the record date.
- Shares held in IRA.
- Shares held in Roth IRA.