Filing Details
- Accession Number:
- 0000899243-16-025931
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-29 15:44:47
- Reporting Period:
- 2016-07-27
- Filing Date:
- 2016-07-29
- Accepted Time:
- 2016-07-29 15:44:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1455684 | Tpi Composites Inc | TPIC | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1357869 | P L Ii Investors Angeleno | 2029 Century Park East, Suite 2980 Los Angeles CA 90067 | No | No | Yes | No | |
1402671 | Angeleno Group, Llc | 2029 Century Park East, Suite 2980 Los Angeles CA 90067 | No | No | Yes | No | |
1402674 | Angeleno Group Management Ii, Llc | 2029 Century Park East, Suite 2980 Los Angeles CA 90067 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-27 | 4,855,470 | $0.00 | 4,855,470 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2016-07-27 | 272,727 | $0.00 | 5,128,197 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2016-07-27 | 1,193 | $0.00 | 1,501,455 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2016-07-27 | 181 | $0.00 | 231,846 | $0.00 |
Common Stock | Series B-1 Convertible Preferred Stock | Disposition | 2016-07-27 | 194 | $0.00 | 351,460 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2016-07-27 | 1,227 | $0.00 | 1,449,049 | $0.00 |
Common Stock | Senior Redeemable Preferred Stock | Disposition | 2016-07-27 | 170 | $0.00 | 809,123 | $0.00 |
Common Stock | Super Senior Redeemable Preferred Stock | Disposition | 2016-07-27 | 85 | $0.00 | 404,562 | $0.00 |
Common Stock | Subordinated Convertible Promissory Note | Disposition | 2016-07-27 | 107,975 | $11.00 | 107,975 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- This transaction represents the total number of shares of Common Stock of the Issuer (the "Issuer Common Stock") received upon the conversion of the Issuer's Series A Convertible Preferred Stock (the "Series A Shares"), Series B Convertible Preferred Stock (the "Series B Shares"), Series B-1 Convertible Preferred Stock (the "Series B-1 Shares"), Series C Convertible Preferred Stock (the "Series C Shares"), Senior Redeemable Preferred Stock (the "Senior Shares") and Super Senior Redeemable Preferred Stock (the "Super Senior Shares"). The Series A Shares, Series B Shares, Series B-1 Shares, Series C Shares, Senior Shares and Super Senior Shares are collectively referred to herein as the "Preferred Shares".
- These shares are held directly by Angeleno Investors II, L.P. Angeleno Group Management II, LLC is the General Partner of Angeleno Investors II, L.P. and Angeleno Group, LLC is the Managing Member of Angeleno Group Management II, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act") except to the extent of its pecuniary interest therein, if any.
- These securities were purchased in the initial public offering of the Issuer.
- The Series A Shares automatically converted into Issuer Common stock on an approximately 1,259.06-for-1 basis upon the closing of the initial public offering of the Issuer without payment or further consideration. The Series A Shares were convertible at any time at the election of the Reporting Person and had no expiration date.
- The Series B Shares automatically converted into Issuer Common stock on an approximately 1,282.90-for-1 basis upon the closing of the initial public offering of the Issuer without payment or further consideration. The Series B Shares were convertible at any time at the election of the Reporting Person and had no expiration date.
- The Series B-1 Shares automatically converted into Issuer Common stock on an approximately 1,808.75-for-1 basis upon the closing of the initial public offering of the Issuer without payment or further consideration. The Series B-1 Shares were convertible at any time at the election of the Reporting Person and had no expiration date.
- The Series C Shares automatically converted into Issuer Common stock on an approximately 1,181.41-for-1 basis upon the closing of the initial public offering of the Issuer without payment or further consideration. The Series C Shares were convertible at any time at the election of the Reporting Person and had no expiration date.
- The Senior Shares automatically converted into Issuer Common stock on an approximately 4,759.60-for-1 basis upon the closing of the initial public offering of the Issuer without payment or further consideration. The Senior Shares were convertible at any time at the election of the Reporting Person and had no expiration date.
- The Super Senior Shares automatically converted into Issuer Common stock on an approximately 4,759.60-for-1 basis upon the closing of the initial public offering of the Issuer without payment or further consideration. The Super Senior Shares were convertible at any time at the election of the Reporting Person and had no expiration date.
- These securities automatically converted into Issuer Common stock upon the closing of the initial public offering of the Issuer without payment or further consideration. These securities converted at a price of $11.00 per share.