Filing Details
- Accession Number:
- 0001209191-16-134384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-29 11:06:32
- Reporting Period:
- 2016-07-27
- Filing Date:
- 2016-07-29
- Accepted Time:
- 2016-07-29 11:06:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-07-27 | 1,100 | $5.29 | 3,592,584 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-27 | 600 | $5.30 | 3,593,184 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-27 | 300 | $5.27 | 3,593,484 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-27 | 300 | $5.33 | 3,593,784 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-27 | 200 | $5.32 | 3,593,984 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-28 | 800 | $5.21 | 3,594,784 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-28 | 600 | $5.29 | 3,595,384 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-28 | 500 | $5.24 | 3,595,884 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-28 | 400 | $5.28 | 3,596,284 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-28 | 100 | $5.23 | 3,596,384 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-07-28 | 100 | $5.26 | 3,596,484 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
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| No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
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