Filing Details
- Accession Number:
- 0001209191-16-134350
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-28 19:42:27
- Reporting Period:
- 2016-07-26
- Filing Date:
- 2016-07-28
- Accepted Time:
- 2016-07-28 19:42:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398582 | Michael Descheneaux | 3005 Tasman Drive Santa Clara CA 95054 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-30 | 214 | $80.89 | 15,079 | No | 5 | A | Direct | |
Common Stock | Acquisiton | 2016-07-26 | 2,000 | $60.37 | 17,079 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-07-26 | 2,500 | $45.19 | 19,579 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-07-26 | 2,000 | $64.37 | 21,579 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-07-26 | 5 | $103.01 | 21,574 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-07-26 | 100 | $103.07 | 21,474 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-07-26 | 100 | $103.14 | 21,374 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-07-26 | 3 | $103.24 | 21,371 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-07-26 | 400 | $103.25 | 20,971 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-07-26 | 400 | $103.27 | 20,571 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-07-26 | 400 | $103.27 | 20,171 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-07-26 | 100 | $103.05 | 20,071 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-07-26 | 100 | $103.10 | 19,971 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-07-26 | 100 | $103.29 | 19,871 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-07-26 | 4,695 | $103.20 | 15,176 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-07-26 | 1,774 | $103.21 | 13,402 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-07-26 | 201 | $103.22 | 13,201 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2016-07-26 | 2,500 | $0.00 | 2,500 | $45.19 |
Common Stock | Stock Option | Disposition | 2016-07-26 | 2,000 | $0.00 | 2,000 | $60.37 |
Common Stock | Stock Option | Disposition | 2016-07-26 | 2,000 | $0.00 | 2,000 | $64.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-07-27 | 2017-07-27 | No | 4 | M | Direct |
6,000 | 2012-04-27 | 2018-04-27 | No | 4 | M | Direct |
11,400 | 2013-05-01 | 2019-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 305 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2016.