Filing Details

Accession Number:
0001209191-16-134350
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-28 19:42:27
Reporting Period:
2016-07-26
Filing Date:
2016-07-28
Accepted Time:
2016-07-28 19:42:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719739 Svb Financial Group SIVB State Commercial Banks (6022) 942856336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398582 Michael Descheneaux 3005 Tasman Drive
Santa Clara CA 95054
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-30 214 $80.89 15,079 No 5 A Direct
Common Stock Acquisiton 2016-07-26 2,000 $60.37 17,079 No 4 M Direct
Common Stock Acquisiton 2016-07-26 2,500 $45.19 19,579 No 4 M Direct
Common Stock Acquisiton 2016-07-26 2,000 $64.37 21,579 No 4 M Direct
Common Stock Disposition 2016-07-26 5 $103.01 21,574 No 4 S Direct
Common Stock Disposition 2016-07-26 100 $103.07 21,474 No 4 S Direct
Common Stock Disposition 2016-07-26 100 $103.14 21,374 No 4 S Direct
Common Stock Disposition 2016-07-26 3 $103.24 21,371 No 4 S Direct
Common Stock Disposition 2016-07-26 400 $103.25 20,971 No 4 S Direct
Common Stock Disposition 2016-07-26 400 $103.27 20,571 No 4 S Direct
Common Stock Disposition 2016-07-26 400 $103.27 20,171 No 4 S Direct
Common Stock Disposition 2016-07-26 100 $103.05 20,071 No 4 S Direct
Common Stock Disposition 2016-07-26 100 $103.10 19,971 No 4 S Direct
Common Stock Disposition 2016-07-26 100 $103.29 19,871 No 4 S Direct
Common Stock Disposition 2016-07-26 4,695 $103.20 15,176 No 4 S Direct
Common Stock Disposition 2016-07-26 1,774 $103.21 13,402 No 4 S Direct
Common Stock Disposition 2016-07-26 201 $103.22 13,201 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2016-07-26 2,500 $0.00 2,500 $45.19
Common Stock Stock Option Disposition 2016-07-26 2,000 $0.00 2,000 $60.37
Common Stock Stock Option Disposition 2016-07-26 2,000 $0.00 2,000 $64.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-07-27 2017-07-27 No 4 M Direct
6,000 2012-04-27 2018-04-27 No 4 M Direct
11,400 2013-05-01 2019-05-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 305 Indirect By 401(k)/ESOP
Footnotes
  1. These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
  2. The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2016.