Filing Details

Accession Number:
0001628280-16-017922
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-28 18:13:23
Reporting Period:
2016-07-26
Filing Date:
2016-07-28
Accepted Time:
2016-07-28 18:13:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
48287 Hni Corp HNI Office Furniture (No Wood) (2522) 420617510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194570 K Jerald Dittmer 408 East Second Street
Muscatine IA 52761
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-07-26 10,463 $48.66 31,882 No 4 M Direct
Common Stock Disposition 2016-07-26 10,463 $51.96 21,419 No 4 S Direct
Common Stock Acquisiton 2016-07-26 36,364 $23.99 57,783 No 4 M Direct
Common Stock Disposition 2016-07-26 36,364 $52.03 21,419 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2016-07-26 10,463 $0.00 10,463 $48.66
Common Stock Employee Stock Options (Right to Buy) Disposition 2016-07-26 36,364 $0.00 36,364 $23.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-14 2017-02-14 No 4 M Direct
0 2014-02-17 2020-02-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,025 Indirect Profit Sharing Retirement Plan
Footnotes
  1. The total reported in Column 5 has been adjusted to correct an overstatement of direct holdings by 52.647 shares first reflected in a Form 4 filed on January 2, 2015.
  2. An interim grant of 1,816 shares was made to the reporting person on February 29, 2016 under the HNI Corporation Supplemental Income Plan for which no Form 4 is required.
  3. The price reported in column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $51.76 - $52.20, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.99 - $52.22, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.