Home > Insider Trading > Filing (0001354327-16-000148)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1354327	Pgt Inc.	PGTI	Metal Doors, Sash, Frames, Moldings & Trim (3442)	200634715

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1366252	Rodney Hershberger	Pgt, Inc. 1070 Technology Drive North Venice FL 34275	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2016-07-26	55,803	$2.00	1,014,146	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2016-07-26	27,603	$12.06	986,543	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2016-07-27	28,200	$12.08	958,343	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2016-07-26	55,803	$0.00	55,803	$2.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
772,026		2020-04-06	No	4	M	Direct

Footnotes

Transaction was effected pursuant to a binding Trading Plan executed by the reporting person on June 14, 2016.
This transaction was executed in multiple trades at prices ranging from $12.00 to $12.29 per share, The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon requested by the SEC staff, the issuer, or a security holder of the issuer.
This transaction was executed in multiple trades at prices ranging from $12.05 to $12.17 per share, The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon requested by the SEC staff, the issuer, or a security holder of the issuer.
The option grant was approved by the board of directors of PGT, Inc. (the "Company") under the PGT, Inc. Amended and Restated 2006 Equity Incentive Plan on March 18, 2010, subject to stockholder approval of the Amended and Restated 2006 Equity Incentive Plan. The Company's stockholders approved the Amended and Restated 2006 Equity Incentive Plan on April 6, 2010. The option became exercisable in five equal installments beginning on April 6, 2011.