Filing Details
- Accession Number:
- 0000717538-16-000323
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-28 15:56:08
- Reporting Period:
- 2016-07-27
- Filing Date:
- 2016-07-28
- Accepted Time:
- 2016-07-28 15:56:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
717538 | Arrow Financial Corp | AROW | National Commercial Banks (6021) | 222448962 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1463249 | S. David Demarco | 7 Ingersol Road Saratoga Springs NY 12866 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-27 | 4,019 | $21.40 | 24,566 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-07-28 | 4,019 | $31.90 | 20,547 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2016-07-27 | 4,019 | $0.00 | 4,019 | $21.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-01-27 | 2020-01-27 | No | 4 | M | Direct |
Footnotes
- The information provided reflects 18 shares acquired under the Company's DRIP since May 20, 2016 which was not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.