Filing Details
- Accession Number:
- 0001633978-16-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-27 15:14:47
- Reporting Period:
- 2016-07-25
- Filing Date:
- 2016-07-27
- Accepted Time:
- 2016-07-27 15:14:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | Communications Equipment, Nec (3669) | 473108385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1648256 | Vincent Retort | C/O Lumentum 400 North Mccarthy Blvd Milpitas CA 95035 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-25 | 24,565 | $18.82 | 40,060 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-25 | 39,473 | $30.00 | 587 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2016-07-25 | 24,565 | $18.82 | 24,565 | $18.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-08-01 | 2018-08-15 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to 10b5-1 plan dated 11/27/2015.
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