Filing Details

Accession Number:
0001209191-16-134022
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-27 11:00:16
Reporting Period:
2016-07-25
Filing Date:
2016-07-27
Accepted Time:
2016-07-27 11:00:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-07-25 1,300 $5.73 3,587,784 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-25 600 $5.72 3,588,384 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-25 500 $5.70 3,588,884 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-25 100 $5.71 3,588,984 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-26 1,800 $5.34 3,590,784 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-26 400 $5.28 3,591,184 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-26 200 $5.29 3,591,384 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-26 100 $5.31 3,591,484 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.