Filing Details

Accession Number:
0001209191-16-133885
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-25 21:29:31
Reporting Period:
2016-07-07
Filing Date:
2016-07-25
Accepted Time:
2016-07-25 21:29:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1009829 Jakks Pacific Inc JAKK Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 954527222
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189020 Patrick Soon-Shiong 9922 Jefferson Boulevard
Culver City CA 90232
No No Yes No
1560407 California Capital Z, Llc 9922 Jefferson Boulevard
Culver City CA 90232
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-07-07 51,342 $8.35 2,536,815 No 4 S Indirect Through California Capital Z
Common Stock Disposition 2016-07-21 67,151 $9.03 2,276,180 No 4 S Indirect Through California Capital Z
Common Stock Disposition 2016-07-22 15,126 $9.43 2,261,054 No 4 S Indirect Through California Capital Z
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Through California Capital Z
No 4 S Indirect Through California Capital Z
No 4 S Indirect Through California Capital Z
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 239,622 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant $16.28 2012-09-12 2017-09-12 1,500,000 1,500,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-09-12 1,500,000 1,500,000 Indirect
Footnotes
  1. These shares of common stock were sold on the open market. The price reported in Column 4 is a weighted average price per share. Each of Dr. Patrick Soon-Shiong and California Capital Z, LLC ("California Capital Z") undertakes to provide to JAKKS Pacific, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.
  2. Dr. Patrick Soon-Shiong is the sole member of California Capital Z.
  3. California Capital Equity, LLC is the sole member of NantWorks LLC. Dr. Patrick Soon-Shiong is the sole member of California Capital Equity, LLC.