Filing Details
- Accession Number:
- 0001127602-16-058565
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-25 18:52:51
- Reporting Period:
- 2016-07-21
- Filing Date:
- 2016-07-25
- Accepted Time:
- 2016-07-25 18:52:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1322996 | R James Ellinghausen | 3350 Peachtree Road Northeast Suite 150 Atlanta GA 30326 | Exec. Vice President-Hr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-21 | 50,000 | $12.34 | 532,931 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-21 | 50,000 | $21.00 | 482,931 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-07-22 | 75,000 | $11.45 | 557,931 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-22 | 75,000 | $22.00 | 482,931 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-07-21 | 50,000 | $0.00 | 50,000 | $12.34 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-07-22 | 75,000 | $0.00 | 75,000 | $11.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-08-18 | 2019-08-18 | No | 4 | M | Direct |
| 0 | 2012-02-11 | 2020-02-11 | No | 4 | M | Direct |
Footnotes
- This sale was executed pursuant to a 10b5-1 Plan dated February 25, 2016.
Billionaire Hedge Funds
