Filing Details
- Accession Number:
- 0001209191-16-133852
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-25 17:09:11
- Reporting Period:
- 2016-07-25
- Filing Date:
- 2016-07-25
- Accepted Time:
- 2016-07-25 17:09:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1628738 | Audentes Therapeutics Inc. | BOLD | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1619294 | Thomas Woiwode | One Sansome Street, Suite 3630 San Francisco CA 94104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-25 | 1,081,477 | $0.00 | 1,081,477 | No | 4 | C | Indirect | By Versant Venture Capital IV, L.P. |
Common Stock | Acquisiton | 2016-07-25 | 480,856 | $0.00 | 1,562,333 | No | 4 | C | Indirect | By Versant Venture Capital IV, L.P. |
Common Stock | Acquisiton | 2016-07-25 | 198,410 | $0.00 | 1,760,743 | No | 4 | C | Indirect | By Versant Venture Capital IV, L.P. |
Common Stock | Acquisiton | 2016-07-25 | 6,811 | $0.00 | 6,811 | No | 4 | C | Indirect | By Versant Side Fund IV, L.P. |
Common Stock | Acquisiton | 2016-07-25 | 3,029 | $0.00 | 9,840 | No | 4 | C | Indirect | By Versant Side Fund IV, L.P. |
Common Stock | Acquisiton | 2016-07-25 | 1,249 | $0.00 | 11,089 | No | 4 | C | Indirect | By Versant Side Fund IV, L.P. |
Common Stock | Acquisiton | 2016-07-25 | 34,781 | $15.00 | 1,795,524 | No | 4 | P | Indirect | By Versant Venture Capital IV, L.P. |
Common Stock | Acquisiton | 2016-07-25 | 219 | $15.00 | 11,308 | No | 4 | P | Indirect | By Versant Side Fund IV, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Versant Venture Capital IV, L.P. |
No | 4 | C | Indirect | By Versant Venture Capital IV, L.P. |
No | 4 | C | Indirect | By Versant Venture Capital IV, L.P. |
No | 4 | C | Indirect | By Versant Side Fund IV, L.P. |
No | 4 | C | Indirect | By Versant Side Fund IV, L.P. |
No | 4 | C | Indirect | By Versant Side Fund IV, L.P. |
No | 4 | P | Indirect | By Versant Venture Capital IV, L.P. |
No | 4 | P | Indirect | By Versant Side Fund IV, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2016-07-25 | 1,081,477 | $0.00 | 1,081,477 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2016-07-25 | 480,856 | $0.00 | 480,856 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2016-07-25 | 198,410 | $0.00 | 198,410 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2016-07-25 | 6,811 | $0.00 | 6,811 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2016-07-25 | 3,029 | $0.00 | 3,029 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2016-07-25 | 1,249 | $0.00 | 1,249 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of the issuer's Series A Preferred Stock automatically converted into 1 share of the issuer's Common Stock on July 25, 2016 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-208842) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
- These securities are held of record by Versant Venture Capital IV, L.P. ("VVC IV"). Versant Ventures IV, LLC ("VV IV") is the sole general partner of VVC IV. The reporting person, together with each of Brian Atwood, Bradley Bolzon, Samuel Colella, Ross Jaffe, William Link, Kirk Nielsen, Robin Praeger, Rebecca Robertson and Charles Warden, are directors or members of VV IV and may be deemed to share voting and dispositive power over the securities held by VVC IV and as a result may be deemed to have beneficial ownership over such securities. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on July 25, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
- Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on July 25, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
- These securities are held of record by Versant Side Fund IV, L.P. ("VSF IV"). VV IV is the sole general partner of VSF IV. The reporting person, together with each of Brian Atwood, Bradley Bolzon, Samuel Colella, Ross Jaffe, William Link, Kirk Nielsen, Robin Praeger, Rebecca Robertson and Charles Warden, are directors or members of VV IV and may be deemed to share voting and dispositive power over the securities held by VSF IV and as a result may be deemed to have beneficial ownership over such securities. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.