Filing Details
- Accession Number:
- 0001209191-16-133850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-25 17:08:13
- Reporting Period:
- 2016-07-25
- Filing Date:
- 2016-07-25
- Accepted Time:
- 2016-07-25 17:08:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1628738 | Audentes Therapeutics Inc. | BOLD | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1171005 | Jonathan Silverstein | C/O Audentes Therapeutics, Inc. 600 California Street, 17Th Floor San Francisco CA 94108 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-07-25 | 627,867 | $0.00 | 852,105 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2016-07-25 | 2,511,441 | $0.00 | 3,363,546 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2016-07-25 | 1,071,992 | $0.00 | 4,435,538 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2016-07-25 | 332,766 | $0.00 | 4,768,304 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2016-07-25 | 33,334 | $15.00 | 4,801,638 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series Seed Preferred Stock | Disposition | 2016-07-25 | 627,867 | $0.00 | 627,867 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2016-07-25 | 2,511,441 | $0.00 | 2,511,441 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2016-07-25 | 1,071,992 | $0.00 | 1,071,992 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2016-07-25 | 332,766 | $0.00 | 332,766 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of the issuer's Series Seed Preferred Stock automatically converted into 1 share of the issuer's Common Stock on July 25, 2016 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-208842) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
- These securities are held of record by OrbiMed Private Investments IV, LP ("OPI IV"). OrbiMed Capital GP IV LLC ("GP IV") is the sole general partner of OPI IV, and OrbiMed Advisors LLC ("Advisors") is the managing member of GP IV. Samuel D. Isaly ("Isaly"), a natural person, is the managing member of and owner of a controlling interest in Advisors. By virtue of such relationships, GP IV, Advisors and Isaly may be deemed to have voting and investment power over the securities held by OPI IV and as a result may be deemed to have beneficial ownership over such securities. The reporting person is a member of Advisors.
- Each of GP IV, Advisors, Isaly and the reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report on Form 4 shall not be deemed an admission that any such entity or person, including the reporting person, is a beneficial owner of such securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.
- Each share of the issuer's Series A Preferred Stock automatically converted into 1 share of the issuer's Common Stock on July 25, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to a registration statement, and had no expiration date.
- Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on July 25, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
- Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on July 25, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.