Filing Details

Accession Number:
0001209191-16-133794
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-25 09:47:32
Reporting Period:
2016-07-21
Filing Date:
2016-07-25
Accepted Time:
2016-07-25 09:47:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-07-21 1,800 $5.93 3,583,284 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-21 300 $5.88 3,583,584 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-21 300 $5.89 3,583,884 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-21 100 $5.92 3,583,984 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-22 1,400 $5.74 3,585,384 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-22 700 $5.75 3,586,084 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-22 100 $5.72 3,586,184 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-22 100 $5.73 3,586,284 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-22 100 $5.76 3,586,384 No 4 P Direct
Class A Common Stock Acquisiton 2016-07-22 100 $5.77 3,586,484 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.