Filing Details

Accession Number:
0001354327-16-000147
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-22 17:35:47
Reporting Period:
2016-07-20
Filing Date:
2016-07-22
Accepted Time:
2016-07-22 17:35:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1354327 Pgt Inc. PGTI Metal Doors, Sash, Frames, Moldings & Trim (3442) 200634715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366252 Rodney Hershberger Pgt, Inc.
1070 Technology Drive
North Venice FL 34275
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-07-20 15,697 $2.00 974,040 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-07-20 13,991 $12.02 960,049 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-07-22 1,706 $12.00 958,343 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2016-07-20 15,697 $0.00 15,697 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
827,829 2020-04-06 No 4 M Direct
Footnotes
  1. Transaction was effected pursuant to a binding Trading Plan executed by the reporting person on June 14, 2016.
  2. This transaction was executed in multiple trades at prices ranging from $12.00 to $12.08 per share, The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon requested by the SEC staff, the issuer, or a security holder of the issuer.
  3. The option grant was approved by the board of directors of PGT, Inc. (the "Company") under the PGT, Inc. Amended and Restated 2006 Equity Incentive Plan on March 18, 2010, subject to stockholder approval of the Amended and Restated 2006 Equity Incentive Plan. The Company's stockholders approved the Amended and Restated 2006 Equity Incentive Plan on April 6, 2010. The option became exercisable in five equal installments beginning on April 6, 2011.