Home > Insider Trading > Filing (0001380666-11-000002)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1065865	Janus Capital Group Inc	JNS	Investment Advice (6282)	431804048

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1380666	Gibson Richard Smith	Janus Capital Group Inc. 151 Detroit Street Denver CO 80206		No	No	No	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-02-02	23,340	$0.00	242,724	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,689	Indirect	Held by ESOP

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$11.78		2017-02-05	97,430	97,430	Direct
Common Stock	Stock Option (Right to Buy)	$5.32		2016-01-30	268,991	268,991	Direct
Common Stock	Stock Option (Right to Buy)	$27.54	2011-02-01	2015-01-31	65,399	65,399	Direct
Common Stock	Stock Option (Right to Buy)	$21.01	2011-02-01	2014-02-01	37,995	37,995	Direct
Common Stock	Stock Option (Right to Buy)	$21.57	2009-02-02	2013-02-12	13,566	13,566	Direct
Common Stock	Stock Option (Right to Buy) and LSAR	$16.24	2007-01-01	2014-02-03	135,136	135,136	Direct
Common Stock	Stock Option (Right to Buy) and LSAR	$14.37	2006-05-08	2013-05-07	38,757	38,757	Direct
Common Stock	Stock Option (Right to Buy) and LSAR	$14.37	2008-05-08	2013-05-07	4,370	4,370	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-02-05	97,430	97,430	Direct
2016-01-30	268,991	268,991	Direct
2015-01-31	65,399	65,399	Direct
2014-02-01	37,995	37,995	Direct
2013-02-12	13,566	13,566	Direct
2014-02-03	135,136	135,136	Direct
2013-05-07	38,757	38,757	Direct
2013-05-07	4,370	4,370	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
Shares were sold in the following manner: 1,700 at $12.75 per share; 1,000 at $12.76 per share; 6,440 at $12.77 per share; 3,600 at $12.78 per share; 5,100 at $12.79 per share; 5,500 at $12.80 per share.
The option award vests annually in four equal installments (within one share) beginning on February 1, 2011.
The option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change of control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.