Filing Details

Accession Number:
0001436266-11-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-04 18:18:50
Reporting Period:
2011-02-02
Filing Date:
2011-02-04
Accepted Time:
2011-02-04 18:18:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1065865 Janus Capital Group Inc JNS Investment Advice (6282) 431804048
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1436266 P. James Goff 151 Detroit Street
Denver CO 80206
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-02 9,997 $0.00 362,891 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,753 Indirect Held by ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $11.78 2017-02-05 79,310 79,310 Direct
Common Stock Stock Option (Right to Buy) $5.32 2016-01-30 140,434 140,434 Direct
Common Stock Stock Option (Right to Buy) $27.54 2011-02-01 2015-02-01 30,876 30,876 Direct
Common Stock Stock Option (Right to Buy) $21.01 2011-02-01 2014-02-01 58,463 58,463 Direct
Common Stock Stock Option (Right to Buy) $21.57 2009-02-02 2013-02-12 44,052 44,052 Direct
Common Stock Stock Option (Right to Buy) and LSAR $16.24 2006-12-31 2014-02-03 105,106 105,106 Direct
Common Stock Stock Option (Right to Buy) and LSAR $25.71 2007-01-28 2012-01-27 26,593 26,593 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-02-05 79,310 79,310 Direct
2016-01-30 140,434 140,434 Direct
2015-02-01 30,876 30,876 Direct
2014-02-01 58,463 58,463 Direct
2013-02-12 44,052 44,052 Direct
2014-02-03 105,106 105,106 Direct
2012-01-27 26,593 26,593 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
  2. Shares were sold in the following manner: 300 at $12.74 per share; 700 at $12.75 per share; 400 at $12.76 per share; 3,197 at $12.77 per share; 1,700 at $12.78 per share; 2,200 at $12.79 per share; 1,500 at $12.80 per share.
  3. This option award vests annually in four equal installments (within one share) beginning on February 1, 2011.
  4. This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
  5. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change of control of the issuer which has not been approved by certain members of the issuer's board of directors and results in the receipt of only cash by the option holder. All LSARs unvested as of January 1, 2005 have been terminated.