Home > Insider Trading > Filing (0001217486-11-000002)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1065865	Janus Capital Group Inc	JNS	Investment Advice (6282)	431804048

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217486	A Gregory Frost	Janus Capital Group Inc. 151 Detroit Street Denver, CO 80206	Evp, Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-02-02	4,338	$0.00	49,395	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,542	Indirect	Held by ESOP

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$11.78		2017-02-05	15,641	15,641	Direct
Common Stock	Stock Option (Right to Buy)	$5.32		2016-01-30	47,199	47,199	Direct
Common Stock	Stock Option (Right to Buy)	$27.54	2011-02-01	2015-01-31	11,478	11,478	Direct
Common Stock	Stock Option (Right to Buy)	$21.01	2011-02-01	2014-02-01	8,661	8,661	Direct
Common Stock	Stock Option (Right to Buy)	$21.57	2009-02-02	2013-02-12	10,326	10,326	Direct
Common Stock	Stock Option (Right to Buy)	$14.39	2008-02-02	2015-02-03	13,762	13,762	Direct
Common Stock	Stock Option (Right to Buy) and LSAR	$16.24	2007-01-01	2014-02-03	20,031	20,031	Direct
Common Stock	Stock Option (Right to Buy) and LSAR	$14.37	2006-05-09	2013-05-07	8,757	8,757	Direct
Common Stock	Stock Option (Right to Buy) and LSAR	$14.37	2008-05-08	2013-05-07	2,225	2,225	Direct
Common Stock	Stock Option (Right to Buy) and LSAR	$25.71	2007-01-29	2012-01-27	2,111	2,111	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-02-05	15,641	15,641	Direct
2016-01-30	47,199	47,199	Direct
2015-01-31	11,478	11,478	Direct
2014-02-01	8,661	8,661	Direct
2013-02-12	10,326	10,326	Direct
2015-02-03	13,762	13,762	Direct
2014-02-03	20,031	20,031	Direct
2013-05-07	8,757	8,757	Direct
2013-05-07	2,225	2,225	Direct
2012-01-27	2,111	2,111	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
Shares were sold in the following manner: 400 at $12.75 per share; 200 at $12.76 per share; 1,200 at $12.77 per share; 938 at $12.78 per share; 700 at $12.79 per share; 800 at $12.80 per share; 100 at $12.81 per share.
The option award vests annually in four equal installments (within one share) beginning on February 1, 2011.
The option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change of control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.