Filing Details

Accession Number:
0001380747-11-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-04 18:13:41
Reporting Period:
2011-02-02
Filing Date:
2011-02-04
Accepted Time:
2011-02-04 18:13:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1065865 Janus Capital Group Inc JNS Investment Advice (6282) 431804048
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380747 Daniel Jonathan Coleman Janus Capital Group Inc.
151 Detroit Street
Denver CO 80206
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-02 18,620 $0.00 462,555 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,505 Indirect Held by ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $11.78 2017-02-05 94,659 94,659 Direct
Common Stock Stock Option (Right to Buy) $5.32 2016-01-30 276,556 276,556 Direct
Common Stock Stock Option (Right to Buy) $27.54 2011-02-01 2015-01-31 65,071 65,071 Direct
Common Stock Stock Option (Right to Buy) $21.01 2011-02-01 2014-02-01 63,836 63,836 Direct
Common Stock Stock Option (Right to Buy) $21.57 2009-02-02 2013-02-12 43,121 43,121 Direct
Common Stock Stock Option (Right to Buy) and LSAR $16.24 2006-12-31 2014-02-03 90,091 90,091 Direct
Common Stock Stock Option (Right to Buy) and LSAR $14.37 2006-05-08 2013-05-07 145,338 145,338 Direct
Common Stock Stock Option (Right to Buy) and LSAR $25.71 2007-01-28 2012-01-27 23,290 23,290 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-02-05 94,659 94,659 Direct
2016-01-30 276,556 276,556 Direct
2015-01-31 65,071 65,071 Direct
2014-02-01 63,836 63,836 Direct
2013-02-12 43,121 43,121 Direct
2014-02-03 90,091 90,091 Direct
2013-05-07 145,338 145,338 Direct
2012-01-27 23,290 23,290 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
  2. Shares were sold in the following manner: 1,200 at $12.75 per share; 900 at $12.76 per share; 5,920 at $12.77 per share; 2,800 at $12.78 per share; 3,600 at $12.79 per share; 4,100 at $12.80 per share; 100 at $12.81 per share.
  3. This option award vests annually in four equal installments (within one share) beginning on February 1, 2011.
  4. This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
  5. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change of control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.