Filing Details
- Accession Number:
- 0001234452-11-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-04 18:01:56
- Reporting Period:
- 2011-02-02
- Filing Date:
- 2011-02-04
- Accepted Time:
- 2011-02-04 18:01:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191307 | R Steven Altman | 5775 Morehouse Dr. San Diego CA 92121-1714 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-02 | 159,740 | $33.01 | 292,408 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2011-02-02 | 159,740 | $54.50 | 132,668 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2011-02-03 | 40,260 | $33.01 | 172,928 | No | 4 | M | Indirect | by Trust |
Common Stock | Acquisiton | 2011-02-03 | 47,500 | $34.83 | 220,428 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2011-02-03 | 47,500 | $54.50 | 172,928 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2011-02-03 | 40,260 | $54.50 | 132,668 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-02 | 159,740 | $0.00 | 159,740 | $33.01 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-03 | 40,260 | $0.00 | 40,260 | $33.01 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-03 | 47,500 | $0.00 | 47,500 | $34.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,260 | 2015-06-30 | No | 4 | M | Direct | |
0 | 2015-06-30 | No | 4 | M | Direct | |
95,000 | 2016-11-09 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $34.83 | 2016-11-09 | 213,750 | 213,750 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-11-09 | 213,750 | 213,750 | Indirect |
Footnotes
- Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
- The sale prices for this transaction ranged from $54.50 to $54.52. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The sale prices for this transaction ranged from $54.50 to $54.5505. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Includes 266 and 314 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2010 and July 31, 2010, respectively.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
- Grantor Retained Annuity Trust (GRAT) for the benefit of insider.