Filing Details
- Accession Number:
- 0001234452-16-000485
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-22 12:21:44
- Reporting Period:
- 2016-07-21
- Filing Date:
- 2016-07-22
- Accepted Time:
- 2016-07-22 12:21:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1525498 | S Matthew Grob | 5775 Morehouse Dr. San Diego CA 92121-1714 | Evp, Qualcomm Technologies Inc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-21 | 33,000 | $44.63 | 66,627 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2016-07-21 | 33,000 | $59.85 | 33,627 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-07-21 | 33,000 | $59.85 | 33,000 | $44.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,000 | 2017-04-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,000 | Indirect | By GRAT |
| Common Stock | 15,000 | Indirect | by GRAT S |
Footnotes
- Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
- The transaction was conducted under a Rule 10b5-1 trading plan.
- The sale prices for this transaction ranged from $59.79 to $60.00. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.
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